COMPLY2017 brought together regulators, compliance professionals, marketing executives,
leading advertising lawyers, and contact center operators from top brands who want to ensure their efforts to reach consumers are compliant.

Event Highlights

Hear from some of the most sought after speakers from COMPLY2017, the RegTech and Compliance Conference of the year on June 7-8, 2017 at 230-FIFTH in NYC.

Stage Highlights

Hear from some of the most sought after speakers from COMPLY2017, the RegTech and Compliance Conference of the year on June 7-8, 2017 at 230-FIFTH in NYC.

COMPLY2017: Where Compliance Meets Innovation

BROUGHT TO YOU BY PERFORMLINE

Fast forward on a journey through the Regulatory, Compliance, Consumer Protection and RegTech landscapes with this montage jam-packed with data, insights and bits all top of mind and discussed at COMPLY2017. 

CEO Keynote: Alex Baydin

ALEX BAYDIN, Founder & CEO, PerformLine

Hear from the Regulators

DUANE POZZA, FTC
PAUL REYMANN, OCC
JAMES KIM, Ballard Spahr LLP

Change seems to be the only constant in the current regulatory environment. Developments are happening at lightning speed in both the rules and the technology that’s disrupting the space. Hear directly from the regulators on their current mission, the status of certain rules, and what can be learned from recent enforcements.

Making a Culture of Compliance Contagious

LASALLE VAUGHN, USAA

Is your company's compliance team thought of as the "business prevention unit"? Not at USAA, where LaSalle and his marketing compliance team are seen as advisors, keeping them out of hot water while moving projects out the door faster. Learn how fostering an environment of collaboration built on trust has made compliance contagious throughout USAA.

An Overview of the CFPB Consumer Complaint Process & Database

SCOTT STECKEL, CFPB

Learn what’s actually inside the CFPB’s Consumer Complaint Database and how the Bureau, and others, use it. Hear the latest developments on the CFPB’s complaint process to better understand what they publish — and what they don’t. 

 

Tips for Leading Enterprises Through A Compliance Crisis

DONNA BUCELLA, Guidepost Solutions

No one ever wants to be in a compliance crisis, but being prepared is critical. Learn essential tips as Donna details how she led one large education company through a multi-state enforcement and what she says other organizations in highly regulated industries can learn from her experience.

Innovators Fireside Chat with LendingTree CEO Doug Lebda

DOUG LEBDA, LendingTree
ALEX BAYDIN, PerformLine

 
An expert on the consumer finance industry and mortgage markets, Doug provided insights and analysis on the current and future state of consumer lending and how FinTech companies, such as LendingTree, are using cutting edge technology to change financial services.

The Future of RegTech

DANIELLE DEIBLER, Jurispect

PATRICK BARNERT, Qumram

MATT KUNKEL, LogicGate

DAVID MORGAN, PerformLine

DAVID CHOI, PwC

The increased volume and velocity of regulations continues to put a strain on compliance teams, but has also paved the way for innovation and a new type of technology: RegTech. Leaders of RegTech companies will discuss what exactly Regulatory Technology is, what it solves for, and how compliance teams can consider adopting RegTech solutions into their compliance programs.

Data, Intelligence and Bot

MICHAEL S. WALDRON, Bayview Loan Servicing

DONNA PEEPLES, Pypestream

KARL PARLEWICZ, Olark

SUSAN TERRY, PerformLine

Data, Intelligence and Bots: How a New Breed of Technology is Changing the Way We

Manage Compliance in the Contact Center Exploring the varied approaches to managing enterprise compliance in terms of the end to end process, we will look at the chain of Accountability, Operational responsibility and the functional needs of those engaged in the compliance supply chain.

Register for COMPLY2018

COMPLY2017 wasn’t your typical compliance conference. With two action-packed days of insights, sessions,
best practices, parties and networking in New York City it took RegTech & Compliance to the next level.  
 
Register